Compliance Officer – 4 Days per week

Andrea Bowman Jobs

We are seeking a Compliance Officer to oversee the company’s regulatory framework. Experience in compliance and regulatory matters within an Insurance Brokers, Underwriters or Insurance company is essential along with strong knowledge of FCA Regulation.

This role involves:

  • Working closely with Senior Management and the company to enhance the existing compliance framework and advise on upcoming legislation / regulation
  • Managing regulatory requirements from the FCA and other regulators
  • Overseeing and managing the risk and compliance plan to meet company objectives
  • Developing, monitoring and maintaining adequate and appropriate systems and controls
  • Reporting on compliance actions to Senior Management
  • Driving the compliance agenda and assessing all relevant organisational issues
  • Producing and maintaining the company compliance manual and calendar to ensure the company is meeting its regulatory obligations
  • Representing the company to product providers, auditors, suppliers, self-employed agents, the FCA and any other bodies in connection with regulatory requirements
  • Assisting in reviewing contracts
  • Responding to any appropriate documents published by the FCA, UK government and providing information on consultation papers
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